Financial Institutions: Misconduct
(asked on 18th September 2020) - View Source
Question to the HM Treasury:
To ask Her Majesty's Government how many financial institutions in the UK have been subject to fines for misconduct in each year since 2000; and what was the total amount of fines paid by them.
This question was answered on 1st October 2020
Information on the FCA’s enforcement powers and its policy on financial penalties is set out in detail in the enforcement section of their website, and in their Handbook.
We have passed Baroness Kennedy’s questions on to the FCA, who will reply directly to her by letter. A copy of the letter will be placed in the Library of the House.