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Speech in Lords Chamber - Mon 18 Feb 2019
Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc) (EU Exit) Regulations 2019

"My Lords, the equivalence SI shares the same consolidated impact assessment with the next three SIs. I am grateful that this was published in advance of today’s debate and was available in good time in the Printed Paper Office. That is a significant and welcome improvement on last week’s lamentable …..."
Lord Sharkey - View Speech

View all Lord Sharkey (LD - Life peer) contributions to the debate on: Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc) (EU Exit) Regulations 2019

Speech in Lords Chamber - Mon 18 Feb 2019
Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc) (EU Exit) Regulations 2019

"I am grateful for that intervention. The short answer to the final question is: no, I do not. I shall try to be slightly less kind as I move on.

Paragraph 52 of the consolidated impact assessment notes that each of the SIs covered,

“contains provisions with indefinite effect and …..."

Lord Sharkey - View Speech

View all Lord Sharkey (LD - Life peer) contributions to the debate on: Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc) (EU Exit) Regulations 2019

Speech in Lords Chamber - Mon 18 Feb 2019
Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019

"My Lords, I can be very brief. I declare an interest as chair of the Hansard Society, which is almost as obsessed with the effective scrutiny of secondary legislation as the noble Lord, Lord Adonis, is. I agree with everything that the noble Lord, Lord Davies of Stamford, has said …..."
Lord Sharkey - View Speech

View all Lord Sharkey (LD - Life peer) contributions to the debate on: Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019

Speech in Lords Chamber - Mon 18 Feb 2019
Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019

"We support this statutory instrument, but I have a couple of quick questions. In paragraph 2.7, the EM notes that:

“In certain exceptional instances, a similar requirement to seek consent from the originating regulator applies where the confidential information originated from a third-country regulatory authority”.


That seems a little …..."

Lord Sharkey - View Speech

View all Lord Sharkey (LD - Life peer) contributions to the debate on: Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019

Speech in Lords Chamber - Wed 06 Feb 2019
Financial Services (Implementation of Legislation) Bill [HL]

"My Lords, very briefly, I should like to ask the Minister a question to do with the in-flight EU prospectus regulation, which has passed all its legislative stages but has not yet been gazetted, as I understand it, and so cannot be treated as settled legislation and is therefore treated …..."
Lord Sharkey - View Speech

View all Lord Sharkey (LD - Life peer) contributions to the debate on: Financial Services (Implementation of Legislation) Bill [HL]

Speech in Lords Chamber - Tue 29 Jan 2019
Financial Services (Implementation of Legislation) Bill [HL]

"My Lords, we welcome all the government amendments to the Bill. We particularly welcome Amendment 1, which greatly improves the Bill’s structure and clarity. As we pointed out in Committee, it was not helpful to try to deal with two different categories of legislation via one mechanism. Amendment 1 puts …..."
Lord Sharkey - View Speech

View all Lord Sharkey (LD - Life peer) contributions to the debate on: Financial Services (Implementation of Legislation) Bill [HL]

Speech in Lords Chamber - Tue 08 Jan 2019
Financial Services (Implementation of Legislation) Bill [HL]

"..."
Lord Sharkey - View Speech

View all Lord Sharkey (LD - Life peer) contributions to the debate on: Financial Services (Implementation of Legislation) Bill [HL]

Speech in Lords Chamber - Tue 08 Jan 2019
Financial Services (Implementation of Legislation) Bill [HL]

"My Lords, given the debate so far I can be very brief. If the Bill proceeds as currently drafted, it will enable the Treasury to create a new set of laws and policies for our financial services industry, all via secondary legislation. These new laws and policies will not have …..."
Lord Sharkey - View Speech

View all Lord Sharkey (LD - Life peer) contributions to the debate on: Financial Services (Implementation of Legislation) Bill [HL]

Speech in Lords Chamber - Tue 08 Jan 2019
Financial Services (Implementation of Legislation) Bill [HL]

"In the light of the Minister’s very informative response, for which I am very grateful, I am delighted to be able to withdraw the amendment...."
Lord Sharkey - View Speech

View all Lord Sharkey (LD - Life peer) contributions to the debate on: Financial Services (Implementation of Legislation) Bill [HL]

Speech in Lords Chamber - Tue 08 Jan 2019
Financial Services (Implementation of Legislation) Bill [HL]

"..."
Lord Sharkey - View Speech

View all Lord Sharkey (LD - Life peer) contributions to the debate on: Financial Services (Implementation of Legislation) Bill [HL]