Financial Services: Misconduct
(asked on 25th April 2016) - View Source
Question to the HM Treasury:
To ask Mr Chancellor of the Exchequer, how many brokers and traders who work in finance have lost their Financial Industry Regulatory Authority licence as a result of financial misconduct since 2008.
This question was answered on 29th April 2016
This is an operational matter for the FCA which is an independent regulator. I have transferred this question across to them and they will respond fully in due course.