Financial Services: Misconduct
(asked on 25th April 2016) - View Source
Question to the HM Treasury:
To ask Mr Chancellor of the Exchequer, how many financial firms were fined for financial misconduct in (a) 2010, (b) 2011, (c) 2012, (d) 2013, (e) 2014 and (f) 2015; and what the amount of the fine was in each such case.
This question was answered on 29th April 2016
This is an operational matter for the FCA which is an independent regulator. I have transferred this question across to them and they will respond fully in due course.