Public Office (Accountability) Bill (Fourth sitting)

Alex Davies-Jones Excerpts

Tuesday 2nd December 2025 Public Bill Committees

[Ian Byrne]

I think the Minister can hear the concern from Members on both sides of the Committee that this will not be as effective if there is no individual responsibility, and if those who have done wrong can hide behind the corporate wall and ride off into the sunset with their full pensions, with no accountability or justice. Once the Minister listens to the evidence, and certainly the response of the families today, hopefully we can reflect on whether we feel this is a loophole that could be utilised by those who are responsible. It is our responsibility in this place to shut that down. I hope the Minister will listen to and reflect on what we have said today, and meet me after this sitting.

[The Parliamentary Under-Secretary of State for Justice (Alex Davies-Jones)]

We talk about focusing minds. The Bill will clearly focus minds, because a chief executive can face criminal prosecution and potentially prison if they are not candid, if they consent or connive with someone not being candid, or if they fail to take all reasonable steps to ensure that the authority is candid. Those are three different and distinct routes to criminal prosecution that will sharply focus minds. We need to hold senior individuals to account for things that they can actually do. Clearly, they cannot personally verify the accuracy of potentially hundreds of thousands of documents.

The whole Bill is about creating a new culture and accountability. Whenever an individual fails in their duty, they should be held accountable—whoever they are—and that can carry up to two years’ imprisonment. It is a privilege to see you in the Chair, Mr Dowd, but in this morning’s session, before you were in the Chair, I said that this entire Bill Committee is about listening. It is about listening to the families, campaigners and those who have come before, and considering all the work they have done to get us to this place. It is about listening to them with regard to what it means for the Bill to be a Hillsborough law.

I have listened to my hon. Friend the Member for Liverpool West Derby and other Committee members today, and I am committed to meeting him and finding a way forward. If there are genuine concerns regarding command responsibility, and Members feel that we are not going far enough, I am committed to listening and working with my hon. Friend on a way forward.

[Tessa Munt (Wells and Mendip Hills) (LD)]

I am delighted that the Minister is listening; that is helpful. I would be grateful if she could consider my hon. Friend the Member for Cheadle and me to be part of the discussions with the hon. Member for Liverpool West Derby. That would save me a great deal of trouble in quoting the questions from the right hon. Member for Liverpool Garston in our evidence session last week. I was intending to read out a good deal of the further comments from Hillsborough Law Now and Pete Weatherby in my summing up. I do not know whether the Minister is up for this, but it might be helpful to invite that particular gentleman.

[Alex Davies-Jones]

He will be part of the discussion.

[Tessa Munt]

I am delighted to hear that he will be part of that discussion, because I think he has a good grip on everything, and it saves me reading the Minister a page and a half of his comments today.

[Alex Davies-Jones]

I have seen them.

[Tessa Munt]

I am sure the Minister has seen them, but I was going to quote them none the less. I have mentioned the Office for Budget Responsibility, which I know is an organisation with fewer than 100 people. There we have somebody—regardless of the fact that, I am sure, he is not all over the emails and all the rest of it; the work that his office does with his employees, those who work with him and so on—who took what might be considered an incredibly honourable stance and resigned his position over something that happened in the last week. That is absolutely laudable. He is an illustration of how command is absolutely at the centre of this issue.

[Alex Davies-Jones]

I totally agree that there should be responsibility and accountability at the top of any organisation. We are not doubting that; that is the intention of the Bill. Does the hon. Lady believe that the head of the OBR should have potentially been subject to criminal sanctions in that instance? Resigning is one thing; going to prison for up to two years is very different.

[Tessa Munt]

No, but it might be difficult to quantify. There certainly was no danger of anyone losing their life or being very seriously injured, and I presume we would not be looking for whistleblowers in his organisation, because he has taken responsibility. I take the point, but he has done the right thing in that situation. Will the Minister clarify something that I raised earlier: what will happen with people who resign—by resigning, the head of the OBR has avoided any chance of going in front of the Treasury Committee today—and those who have retired? It is clear that people can remove themselves from the framework, currently. Does the Minister have something to say about that?

[Alex Davies-Jones]

I believe that I stated this earlier, but should an official inquiry or investigation be called, the head of the OBR, who has now resigned, or the head of any organisation—we are speaking in hypotheticals here—who was involved in an inquiry or investigation and had resigned, retired or moved abroad would be compelled to come to give evidence under the duty of candour. They would not be excused.

--- Later in debate ---

[The Chair]

Thank you.

Question proposed, That the clause stand part of the Bill.

[Alex Davies-Jones]

Clause 5 sets out the offence of failing to comply with the duty of candour and assistance, as set out in clauses 2 to 4 of the Bill, so that the duty has bite. The offence is intended to provide a powerful deterrent effect to drive culture change. As I set out when covering clause 2, the duty has two stages: first, the requirement for public authorities and officials to make themselves known to an inquiry or investigation if their acts or information may be relevant; secondly, the requirement to provide any assistance as specified in a compliance direction from that inquiry or investigation. There is also a requirement for the public official in charge of the authority to take all reasonable steps to secure that the authority complies with the duty.

Clause 5 provides that an individual or authority

“commits an offence if…they fail to comply with the duty”

In relation to the first stage of the duty, the duty to notify, they must have intended to impede the inquiry or investigation by that failure. As for the second stage, the duty to comply with a compliance direction, they must have either intended to impede the inquiry or investigation or been reckless as to whether they would do so.

The intention and recklessness threshold also applies in relation to any breach of the duty on leaders of authorities that fail to put in measures to secure compliance with the duty by the authority and its officers. We have made this distinction in tests between the two stages because, in relation to the duty to notify, we do not want to criminalise someone for genuinely being unaware of an inquiry or investigation. Clause 5(2) sets out the penalties for those convicted of the offence, either on summary conviction at a magistrates court or on indictment at a Crown court. In the latter, the maximum prison sentence for this offence is imprisonment for a term not exceeding two years or a fine, or both.

Question put and agreed to.

Clause 5 accordingly ordered to stand part of the Bill.

Clause 6

Security and intelligence information

--- Later in debate ---

[Seamus Logan]

It is a pleasure to serve under your chairmanship, Mr Dowd. We have had an excellent debate on command responsibility, and I am heartened to see a very positive outcome from that discussion.

Clause 6 is separate and distinct because it applies to the intelligence services. We heard evidence about the provisions in clause 6 in the evidence session, as well as at a useful special meeting that some Committee members attended with two heads and a deputy head of the three intelligence services. As the shadow Minister pointed out, the evidence from that special meeting and the evidence session has highlighted that there are potentially some contradictory views. Nevertheless, my problem with clause 6(2)(a) is that it is basically a get-out clause; it allows the head of an intelligence service to opt out of the overall duty of candour where that would, according to the Bill, contravene the Official Secrets Act 1989.

I understand that there are special circumstances regarding the intelligence services, as was ably described to us by Sir Ken McCallum, when he said, “I don’t know who all my agents are, and I am not sure that I know all of their activities.” That is fair enough; one can readily understand why that might be the case. Nevertheless, there should be no overall escape clause for the intelligence services. Having said that, I understand that there will be circumstances in which it is necessary to maintain secrecy about certain aspects of what the intelligence services do.

My amendment would give a role to the Intelligence and Security Committee, which is a Committee of the House, by requiring the head of an intelligence service, in these specific circumstances, to make a report to the ISC on what the exception is. In even more exceptional circumstances, I understand that the ISC can also communicate with the Prime Minister alone—it has no obligation to do anything else.

I believe that that sensible mechanism would give us confidence, in drafting the Bill, that there is no get-out clause. Critically, it would also restore trust even within our intelligence community on how it operates. We do not need to go back over all the evidence that we heard from an employee of the BBC, for example. I hope the Minister can take on board the thrust of what I am saying in the amendment, and perhaps she can even see fit to endorse it.

[Alex Davies-Jones]

I thank the hon. Member for his amendment. I will respond to amendment 21 and the other amendments in turn, before moving to the question that clause 6 stand part of the Bill.

As the hon. Gentleman stated, amendment 21 would ensure that when clause 2(3) of the duty applies to the intelligence services, the head of the intelligence service must give the Intelligence and Security Committee a summary of any relevant acts or information. The Government have taken his points on board, and we are actively considering options to be introduced on Report. I commit to continuing to engage with him, other Committee members and external stakeholders to make sure that we find a way forward that is fit for the Bill and fit for protecting national security.

[Seamus Logan]

I thank the Minister for that. Given she has said that we will see an amendment on Report, I beg to ask leave to withdraw the amendment.

Amendment, by leave, withdrawn.

[Mr Tom Morrison (Cheadle) (LD)]

Yes, sorry. In the last evidence session, we discussed a very similar situation when we heard from both Pete Weatherby and Daniel De Simone, one of whom is a KC trying to get to the truth through his work in the courts, and another of whom is a journalist trying to expose the truth, particularly around the Agent X story. We are not looking for a change to the Official Secrets Act or its operation. We simply want the Bill to encompass the security services explicitly.

There is a list of public authorities on the Bill. The security services are not on there, which begs the question, why? I thank the Minister for saying that further work will be done on that and that she will be engaging with all Members across the House before Report. On that basis, we are happy to withdraw the amendments.

[Alex Davies-Jones]

I welcome the withdrawal of the amendments. We had a discussion earlier about why we have not listed organisations in the Bill. We did not want it to be an exhaustive list and to miss an organisation out unintentionally, which could lead them to think that the Bill does not apply to it. We have been extremely clear that intelligence services are covered by this Bill, including clause 6. I reaffirm that to reassure the hon. Gentleman.

Clause 6 sets out that the duties in the Bill apply to the intelligence services, but it requires that proper arrangements and protections are in place to safeguard national security. As subsection (2) states, the obligation in clause 2(3) for a person to notify the inquiry or investigation does not apply to

“a person who works for an intelligence service”,

or where doing so would result in the release of security or intelligence information.

To be clear, inquiries and investigations are able to demand assistance and information from the intelligence services under the obligation in clause 2(4), but appropriate arrangements need to be in place for an inquiry or investigation to receive that sensitive information, as is the norm now. Individuals revealing acts or information outside of those arrangements could be detrimental to national security, as I am sure all hon. Members would agree.

Subsection (3) places a requirement on the heads of the intelligence services to put in place internal arrangements to ensure that those who work for the service comply with the requirements to record any acts or any information that may be relevant to an inquiry or investigation. They must inform the service if they hold such information that is not already available to it. That ensures that the services have all the information they need to discharge their obligations under the duty as an authority. However, as I have already stated, I am committed to working with hon. Members, external stakeholders and the UK intelligence services to make sure that we have as a robust Bill as possible that fulfils the aims, objectives and intentions of us all.

Clause 6 ordered to stand part of the Bill.

Clause 7

Transitional provision in relation to this Chapter

Question proposed, That the clause stand part of the Bill.

[The Chair]

With this it will be convenient to discuss clause 8 stand part.

[Alex Davies-Jones]

The clause provides that the duty of candour and assistance will apply to inquiries and investigations that are already ongoing at the time of commencement, as well as those that start afterwards. It may be necessary to set out further transitional provisions in the commencement regulations to ensure that ongoing inquiries and investigations can make effective use of the duty and are not delayed or forced to repeat stages by its procedural requirements if they are already far advanced.

Clause 8 sets out the meaning of key terms used in this chapter of the Bill, which deals with the duty of candour and assistance. Specifically, it defines “inquiry” as meaning

“an inquiry under the Inquiries Act 2005”

and a non-statutory inquiry meaning where

“paragraph 2 of Schedule 1 applies”.

Subsection (1) defines the terms “investigations”, “position statement”, “public official” and “public authority”, and references the appropriate Act or schedule from where the definitions are drawn. Clause 8(2) defines what the individual “in charge” of a public authority means. Clause 8(3) then defines “chief executive” as meaning an

“individual working for the authority who…is responsible under the immediate authority of the board of directors for the general functions of the authority.”

The clause is essential for allowing us and any future readers to interpret the key terms used throughout the Bill.

Question put and agreed to.

Clause 7 accordingly ordered to stand part of the Bill.

Amendment made: 4, in clause 8, page 6, line 32, at end insert—

“, or

(c) an inquiry to which paragraph 3A of that Schedule applies (local authority inquiries);”—(Alex Davies-Jones.)

This amendment is consequential on amendment 7.

Clause 8, as amended, ordered to stand part of the Bill.

Clause 9

Expected standards of ethical conduct

[Ian Byrne]

I beg to move amendment 46, in clause 9, page 7, line 22, after “must” insert—

“take all reasonable steps to”.

--- Later in debate ---

[Alex Davies-Jones]

I am very grateful to my hon. Friend for tabling these amendments. As we all heard last Thursday, true cultural change is a key part of implementing the Hillsborough law, and the professional duty of candour required by clause 9 is at the heart of that. Amendments 46 to 48 admirably seek to strengthen the duties imposed on public authorities to promote ethical conduct and adopt a code of ethical conduct.

As my hon. Friend will be aware, clause 9 places a duty on public authorities to promote and maintain high standards of ethical behaviour and conduct. Professional duties of candour will be tailored to the specific sector to which they apply, making them meaningful to staff and responsive to the needs of those who use that organisation’s services. While I am grateful to my hon. Friend for suggesting these amendments, we believe that our drafting achieves the same purpose as the proposed amendments and is sufficiently clear and robust.

Amendment 49 seeks to require public authorities to consult with recognised trade unions on the creation and maintenance of a code of ethics. I thank my hon. Friend for highlighting the issue of trade union engagement. I am a proud trade unionist myself—I refer Members to my entry in the Register of Members’ Financial Interests relating to the unions that I am a member of. I agree that if a code of ethics is to be truly successful, it is important that those working for the authority and their representatives, including trade unions, should have a proper opportunity to contribute to its development.

However, given the complexity and diversity of arrangements across the public sector, the Government’s view is that it would not be advisable to prescribe standard procedural arrangements for all public authorities in this Bill. Many organisations already have an existing code of conduct or a code of ethics. These exist in different forms and may have different underpinnings and links to other organisational governance arrangements. For example, the civil service code forms part of civil service contracts, and the code of ethics in policing is produced by the College of Policing, which does not directly employ individual officers.

Adapting and adopting a code of ethics will require different processes of development, engagement and consultation for each organisation and sector. This is not a one-size-fits-all approach, nor should it be. Public sector employees and employers will have existing arrangements and consultation with trade unions. Creating a specific requirement in the Bill could create confusion and usurp the existing processes and relationship arrangements between public authorities and their trade unions. I am keen to work with my hon. Friend to consider how we can encourage employees and their representatives to be engaged in the processes of developing the codes. In fact, we are already in discussions with trade unions on how we can best include them in the process through consultation and guidance to ensure that we have the most robust practices. With those assurances, I urge my hon. Friend to withdraw his amendment.

[Ian Byrne]

I thank the Minister for that; I beg to ask leave to the withdraw the amendment.

Amendment, by leave, withdrawn.

--- Later in debate ---

[Mr Morrison]

We spoke this morning about the issues dealt with by amendment 43, but to clarify, WhatsApp messages formed a big part of the evidence in the recent covid inquiry—it seemed to be government by WhatsApp at the time—and yet many of them seem to have disappeared. The amendment would provide an extra way of ensuring that public authorities and those responsible are keeping proper records and preventing that from happening again.

New clause 3 would prevent the deliberate concealment of evidence that could obstruct investigations, hinder fact-finding and undermine public trust. I would like the Committee to consider the element of public trust here. How people perceive what happens in this place, and in the organisations and public authorities that surround us and the power structures that are there, is vital to the legitimacy that we have and that those public authorities also have. By criminalising such conduct, the clause would reinforce the obligation on public authorities and officials to maintain and safeguard records, ensuring that inquiries and inquests can access all the information necessary to understand what happened and hold the responsible parties to account. This is a way to make sure that the truth can be found in those areas and hopefully ensure that WhatsApp messages are not deleted in future.

[Alex Davies-Jones]

I thank the hon. Gentleman for raising an important issue. Amendment 43 would, as he states, make authorities set expectations for staff on how to retain and disclose their digital records in accordance with the obligations under the duty of candour. Proper record keeping is important to ensure accountability and propriety in decisions made by public authorities. That applies where records are on paper or held digitally— for example, in a WhatsApp group—and it is important that organisations have policies and processes in place to manage these effectively.

However, the Government’s view is that the code of ethical conduct is not the correct vehicle for establishing those processes. The Public Records Act 1958 already places certain requirements on public authorities. Under that Act, the Keeper of Public Records issues guidance to supervise and guide the selection of historic records —including digital records—worthy of permanent preservation.

Disclosure to inquiries and inquests will require the detailed consideration of various factors, including the fact that the authority’s legal obligations include the duty of candour and assistance, the protection of personal or sensitive information, and the relevance to the inquiry’s terms of reference or the inquest. Authorities may also require specific legal advice. Separate and bespoke policies will therefore be required. The professional duty of candour established under clause 9 is intended to focus on what candour means for each public official going about their business in their day-to-day role. I therefore request that the hon. Member for Cheadle withdraws the amendment.

On the point about whether WhatsApp messages are covered, and specifically disappearing messages or those deleted in the course of work, as they sometimes are, the duty of candour and assistance requires all public officials and authorities to provide all relevant information. If a public official was part of a WhatsApp chat in which relevant information was exchanged, they would be obliged to inform the chair of that fact, and if disappearing messages had gone or the chats had been deleted, they would have to provide an account of what was discussed, to the best of their recollection, even if the messages had since been deleted or vanished.

[Tessa Munt]

I know that we dealt with this matter earlier, but I again put on the record my concerns about subcontractors in tiers 1, 2 and 3, who often hold key information. We need to find some way to make sure that they are within the scope of this provision.

[Alex Davies-Jones]

I recognise that concern, which I share, and we are looking at that in terms of the passage of the Bill. As I have stated, the duty would be on the public authority, official or subcontractor to disclose all the information to the chair of the inquiry or investigation.

[Dr Kieran Mullan (Bexhill and Battle) (Con)]

Perhaps the point the hon. Member for Wells and Mendip Hills was making was that the Minister referred to a separate piece of legislation, the Public Records Act 1958, and I am not sure that that legislation includes things like contractors and subcontractors.

[Alex Davies-Jones]

The information provided to the inquiry would be covered and, as per the provisions of this Bill, subcontractors would be caught under the duty of candour and would have to disclose any relevant information, as per the information disclosed in that Act. I hope that clarifies it.

[Tessa Munt]

How helpful has the existing law been in relation to the covid inquiry, which my hon. Friend the Member for Cheadle mentioned? I am not sure that has quite got to the base of everything. Does the Minister have any suggestions about improving the Bill to be explicit about what we expect?

[Alex Davies-Jones]

Again, I totally agree with the policy intention. If the Bill had become an Act when the covid inquiry was under way, might that inquiry have carried things out differently, or provided information in a new way or in a new light? We cannot answer that. All I can say is that the purpose and intention of the Bill is to ensure that any inquiries or investigations seek the whole truth and that all information is disclosed so that we are never put in that position again. That is the intention of the Bill, and we have made sure it is as robust as possible to provide for that.

[Maria Eagle]

I can understand why Members might feel a certain amount of scepticism about the idea that an obligation to try to remember disappearing messages might be adequate. I do not know how many messages other Committee members send, but I think we have all got into the habit of sending rather a lot. Could there not be an arrangement, either in the code of ethics or in the policies and procedures of organisations, to make sure that people do not use WhatsApp for official business? We could also make sure that whatever chat people do use—it might be an internal arrangement—messages are properly kept and we therefore do not have to rely on dodgy memories of disappearing messages to make sure that messages are preserved for any future inquiry.

[Alex Davies-Jones]

My right hon. Friend makes a very important point: it is for each individual organisation to determine the policies and procedures for their record keeping. It might be wholly appropriate for one organisation, if it has a small number of employees, to use a WhatsApp group, but we would expect records to be kept appropriately and for employees not to turn on disappearing messages. That would be part of the terms and conditions in the guidance and practices for the employees.

It would be for each different organisation to determine what is right and appropriate. It is not for Government to tell any organisation how to run its business or manage its employees. However, we have set out the bare minimum that is expected: the Bill makes it explicitly clear that records of any information relevant to an inquiry or investigation should be kept, and that such information should be disclosed to the inquiry or investigation if requested.

--- Later in debate ---

[Seamus Logan]

I beg to move amendment 24, in clause 9, page 8, line 12, leave out “may” insert “must”.

I am aware that we have debated amendment 48, although perhaps not as fully as I would have liked. In the interests of getting our business done within the time available, I decided not to intervene in that debate. However, I believe that the particular change in amendment 24 is necessary. Where amendment 48 spoke to the duty of candour, amendment 24 speaks to the code of ethics.

There are legal minds in the room that are much better informed and trained on legal definitions than my own, but amendment 24 addresses the need to replace “may” with “must” in the code of ethics, as opposed to the duty of candour. I believe this is important given my experience in the health service, where there is a responsibility on individuals to report child abuse, or where a colleague might clearly be able to see that a surgeon carrying out procedures is repeatedly doing something injurious or harmful. By replacing the word “may” with “must”, we place a responsibility on anyone to blow the whistle on those particular issues.

In my working life I have experience, as might others present, of consultants who suppressed information relating to child abuse. We certainly heard similar evidence about surgeons during our evidence session. Colleagues will be able to think of many such examples, which is why it is important that the amendment replaces “may” with “must”.

[Alex Davies-Jones]

I thank the hon. Gentleman for tabling his amendment. The Government believe it is imperative to have policies and processes in place to enable officials and public servants to speak up when they see that something is wrong. If we are to address the culture change that we have heard about a hundred times, it is important to have that in place. That is why the Bill requires all public authorities to set out how a person can raise concerns if they think their colleagues are not acting in accordance with the code, and the process for making a protected disclosure, also known as whistleblowing.

The amendment would require individuals to take a particular course of action. This risks cutting across established disciplinary and whistleblowing regimes, with potentially significant implications for employees. I assure the hon. Gentleman that we are working across Government with the Department for Business and Trade on how we reform whistleblowing more generally, and as the Bill progresses we will be looking quite carefully at whistleblowing and protections for individuals. However, we do not think the amendment would have the intended consequences, and it might cause us more issues, so I request that the hon. Gentleman withdraw it.

[Seamus Logan]

I thank the Minister for that response, but I am at a loss to know how the responsibility suggested by the amendment would cut across any existing code of ethical conduct. If the legislation simply stated that the person who works for the authority must take steps if they believe that another person who works for the authority has failed to act in accordance with the code, I fail to see how that would cut across any existing procedures. It would simply make the provision more robust by saying “You must take that step” rather than “You may take that step”. That is what the amendment calls for; perhaps the Minister might like to expand on why she wishes me to withdraw it.

[Alex Davies-Jones]

I will happily come back to the hon. Gentleman. Say, for example, that someone in the police force believes that a colleague is not acting in accordance with the code of ethics, but that individual may not be privy to the details of an undercover operation that their colleague is aware of and they are cutting across existing provisions in the police force. If that individual had to do as the hon. Gentleman intends with his amendment, they could hinder the investigation or cause unintended consequences.

With the Bill, we are saying that there must be a way of reporting. Every public organisation must have that built in but, as we have discussed, a one-size-fits-all approach does not work across all public sector authorities. What will work in the NHS will not work in the police or for probation. This all has to fit the specific authority. Therefore, there has to be a mechanism for reporting, but we are not designating a specific one.

[Seamus Logan]

All I can say is—

--- Later in debate ---

[Seamus Logan]

I thank the hon. Member for his intervention, which is helpful. Perhaps when the Minister and I, and others, meet to discuss other matters, we might explore this in more detail. If the Minister is willing to accept that, I am happy to withdraw the amendment.

[Alex Davies-Jones]

I am happy to do that.

[Seamus Logan]

I beg to ask leave to withdraw the amendment.

Amendment, by leave, withdrawn.

--- Later in debate ---

[Tessa Munt]

I rise to speak to amendment 26, which has some similarities with what the hon. Member for Liverpool West Derby just outlined. I am extremely keen to ensure that people are really clear about what they have to do when they wish to report. This relates to clause 9(5)(c) as well.

As has been mentioned, the Employment Rights Act 1996 tends to guide people towards the employment tribunal if something has happened. Currently, if something has gone wrong, that is where people can end up. As I mentioned last week, my understanding is that the employment tribunal has a backlog of 47,000 cases. My sense is that when the Bill comes into effect, which will not be very long, there will be masses more people who find themselves guided by the Public Interest Disclosure Act 1998 to head for the employment tribunal, which does not seem to be an adequate place for people to deal with their complaints.

The employment tribunal is for those who are considered to be a worker, be that an employee or somebody acting in a voluntary capacity. Amendment 26 would require a public authority’s code of ethical conduct to include information on the person to whom someone can make a protected disclosure—what we know as whistleblowing —and how the person would be protected against detriment. It is incredibly important that the code of ethical conduct sets out clearly how individuals can make a protected disclosure and the protections available to them.

The amendment would strengthen the whistleblowing safeguards by providing staff with clear guidance on the safe reporting of wrongdoing. It should address some of the gaps in protection without creating a specific outside body. I have already spoken to the Minister about the idea of an office of the whistleblower; I understand that is outside the scope of the Bill, but it is really important that whistleblowers can come forward with confidence while remaining within the statutory framework, and that they have somewhere safe to go.

[Alex Davies-Jones]

I thank Members for raising those important points. We discussed whistleblowers and the protections needed for them a lot in the oral evidence sessions. It is essential that if there is wrongdoing in an organisation, those working for the organisation can come forward and raise the alarm, and be confident that they will be protected when doing so.

Through the Bill, public authorities will be required to promote and maintain standards of ethical conduct, and their leaders will be held accountable for that. In doing so, leaders must ensure that their authority’s code of ethics contains information about any whistleblowing policies or procedures.

[Tessa Munt]

Does the Minister accept that a huge number of authorities, bodies and organisations may not, whether wittingly or not, recognise somebody as a whistleblower? There is a real danger in people believing that they are whistleblowing and that they will have protection, yet the companies not recording them as whistleblowing incidents. How does the Minister see that working?

[Alex Davies-Jones]

The hon. Lady has pre-empted my next comments. The Bill will ensure that workers who are protected against retaliation by an employer for blowing the whistle about wrongdoing—known formally as making a protected disclosure under the Employment Rights Act 1996—are more aware of their rights.

We believe that certain elements of the amendments are unnecessary. For example, while we are absolutely sympathetic to its aims, amendment 26 would require employers to provide information on prescribed persons that is already online, on gov.uk. The amendments could also introduce confusion—

[Tessa Munt]

rose—

[Alex Davies-Jones]

And that is the very confusion the hon. Lady mentioned. If she lets me finish my point, I will give way.

Amendment 50, for example, may lead some people who work for a public authority, but are not workers, to believe that their disclosure may qualify for whistleblowing protection under the Employment Rights Act 1996. We do not wish to cause that confusion. I point the hon. Lady to our work on whistleblowers across Government, which will of course inform work on the passage of this Bill.

[Tessa Munt]

I want to mention the huge number of occasions when I dealt with constituents and others, when people have been—I would say—entrapped into signing non-disclosure agreements or NDAs, which mean they feel that they cannot talk to anyone. They even fear talking to their MP. It is not clear to whom they can speak, and part of my desire is to ensure that each authority—I am not saying that the Minister should say what should be disclosed and to whom; this is for every organisation—should have someone identified. They should make public that safe place or safe person to whom anyone can report, be they in or outside the authority—that comes under the next subsection, I accept—as workers or employees. This business of NDAs needs to be sorted out once and for all, because it is pervasive and incredibly destructive.

[Alex Davies-Jones]

The hon. Lady will be aware of the work we are doing on NDAs in the Victims and Courts Bill and the Employment Rights Bill. A lot of work is happening across Government on how we can protect individuals who are being forced to sign NDAs or those who feel unable to come forward and whistleblow. That work is being done holistically and is led by the Department for Business and Trade. I am happy to discuss her concerns more broadly in Committee, during the passage of the Bill, and outside the Committee.

[The Chair]

Seamus Logan, do you want to speak to amendment 22?

--- Later in debate ---

[Alex Davies-Jones]

I am happy to discuss our broader work on this and how we move forward on whistleblowers with the hon. Gentleman and the hon. Member for Wells and Mendip Hills outside the Committee Room.

[Ian Byrne]

I am filled with confidence by the Minister’s response on whistleblowers. I know that she will be taking this seriously, because it goes to the heart of changing the culture of organisations that have failed us time and time again. This whistleblowers element is extremely important. I am happy to hear that Minister is up for engaging with us across the Benches to strengthen these provisions, which is desperately needed. I beg to ask leave to withdraw the amendment.

Amendment, by leave, withdrawn.

--- Later in debate ---

[Seamus Logan]

Amendment 25 has already been covered in our discussions about “may” or “must”, and I am happy to take that discussion into further meetings with the Minister.

[Alex Davies-Jones]

I thank both hon. Members for tabling the amendments in this group; I will respond to each in turn.

First, amendment 28 would require there to be a standard template for a code of ethics. The Government recognise the importance of supporting public authorities to develop their codes of ethical conduct, and we commit to doing so. Clause 10 confers a power on the Secretary of State and the devolved Governments to issue guidance that authorities will be required to have regard to when drawing up codes for their organisations.

The newly established Ethics and Integrity Commission will in time also have a role in supporting public bodies by making toolkits, best practice and guidance available for public sector bodies. Although we envisage that standard templates will be useful, as I have already said, there is no one-size-fits-all approach. We wish to retain the flexibility to allow each individual organisation and sector to consider what would work best for them, but support will of course be available for them in doing so.

Amendment 25 would require a public authority to modify its code for specified circumstances or for specified people who work for the authority. I want to reassure Members that clause 9(7) provides for public authorities to specify that their code may apply with modifications in specified circumstances or to people of a specified description who work for the authority.

The intention of clause 9(7) is to enable authorities to reflect different expectations or obligations that apply to different groups of employees—for example, a school’s code of conduct may apply differently to teachers and janitorial staff. It could also reflect different processes that apply in different situations, for example, in an emergency situation compared with everyday business as usual. The Government’s view is that it should be for the authority to determine whether and how it uses that flexibility, noting that it must set out the reasons for doing so—that is important. We do not think that authorities should be required to do so, which is what the effect of amendment 25 would be.

Amendment 23 would require the Secretary of State to ensure that adequate funding is available to public authorities to provide training to their officials on compliance with the code of ethical conduct. I again want to assure hon. and right hon. Members that the Government have an ambitious plan for the implementation of the Bill. The Bill is just one part of the puzzle; it needs to be implemented fully, workably and effectively. It is just part and start of the culture change that we want to see in public sector organisations. The plans will of course include training for public servants, as well as oversight of the codes themselves.

A number of public sector organisations are already working on cultural or leadership programmes, and implementation of the Bill may be undertaken alongside or as part of existing initiatives to ensure that the code is seen as central to driving change in the organisation’s culture on a sustainable basis. The Bill requires public authorities to promote and maintain standards of ethical conduct among those who work for the authority. The duty ensures public authorities will be accountable, while allowing flexibility for the practical arrangements that each authority might put in place. I hope that assures the hon. Member for Aberdeenshire North and Moray East, and I am happy to work with him and others on the implementation of the Bill as it goes forward.

Finally, new clause 4 would require the Secretary of State to commission an independent report setting out whether and how public authorities have complied with the duty of assistance and candour. The Government agree that it is essential that the duties in the Bill are properly upheld and enforced. That is why the Government are ensuring independent oversight of implementation of the Bill’s provisions. The Government have committed to commissioning an annual independent assessment report to ensure that public bodies are complaint with the codes of ethics requirement in the Bill. That report will make clear which parts of the public sector are rising to the challenge and which are failing to do so. We will not be afraid to name and shame who is abiding and who is not.

Compliance with the duty of candour and assistance at inquiries and investigations can, sadly, be judged only by the inquiry or investigation itself. They are responsible for monitoring compliance with the legal duty and for taking enforcement action, such as referring the case for criminal proceedings if necessary. I would like to assure all Committee members that the Government are absolutely committed to ensuring effective implementation of all the measures in the Bill and to achieving the cultural change that is so desperately needed. I therefore urge hon. Members not to press their amendments.

[Tessa Munt]

I am glad to hear what the Minister has to say. Sunlight is the best disinfectant; if anyone in the public can track through their complaint to something that is published on annual basis—I assume the Minister means annual—that will give people a lot more confidence that this being taken incredibly seriously.

[Alex Davies-Jones]

Yes, it is annual.

[Tessa Munt]

I thank the Minister for her contribution. I beg to ask leave to withdraw the amendment.

Amendment, by leave, withdrawn.

[Seamus Logan]

In light of the Minister’s clarification, I am happy to withdraw amendment 25. However, with regard to amendment 23, I am still unclear as to what exactly the Minister is saying. Is she indicating that beyond the passage of the Bill there will be further clarifications to public bodies as to what training requirements there might be, and that resources will flow from that?

[Alex Davies-Jones]

I am happy to get back to the hon. Gentleman—but yes, essentially. We will need to look at how we implement the Bill once it becomes an Act—hopefully it will become an Act—and at the requirements that will come from that. I will happily have those discussions with him and every other public authority on how best we do that. Should other resources be needed, that is something that the Government will consider.

[Seamus Logan]

Given the proceedings today are a matter of record, I am happy to withdraw amendment 23.

Question proposed, That the clause stand part of the Bill.

[Alex Davies-Jones]

To ensure that public sector culture changes for the better, clause 9 introduces a new duty on public authorities to promote and take steps to maintain high standards of ethical conduct at all times by people who work for the authority. This means acting in accordance with the seven principles of public life, known as the Nolan principles: honesty, integrity, objectivity, accountability, selflessness, openness and leadership.

Under the Bill, all public authorities will be required to adopt a code of ethical conduct. This will ensure comprehensive coverage across the public sector. It will not be enough to simply have a code; authorities will be legally required to publish their codes and take active steps to make their staff aware of the code, and the consequences of failing to comply with it.

Clause 9(4) and (5) set out minimum standards that all codes must meet. Each code must establish a professional duty of candour, and an expectation that those working for the authority will act with candour at all times. Professional duties of candour will be tailored to the sectors to which they apply; they will be meaningful to staff and responsive to the needs of those who use an organisation’s services. The code must set out the practical ways in which ethical standards should be upheld and the disciplinary consequences of failing to act in accordance with the code. This will ensure that the code acts as an aspirational document, setting out best practice, but also as an effective deterrent against unethical behaviour.

Ensuring there are routes where individuals can raise concerns about public institutions is essential for ensuring that issues are identified and addressed as early as possible. Clause 9(5) requires an authority’s code to set out: how staff can raise concerns if they think their colleagues are not acting in accordance with the code; how staff can make protected disclosures, including any whistleblowing policies; and a clear process for external complaints about the conduct of the authority or those working for it.

Recognising the diversity of the public sector, the Bill includes some flexibilities. A code can provide for its standards to apply differently in specific circumstances or to specific groups of people, but it must set out reasons for doing so. For example, it may not be appropriate to apply all of the same standards to doctors as to the cleaning staff in an NHS trust. The Bill allows a public authority to adopt a code produced by another body. For example, schools can adopt a code published by the Department for Education, or local authorities can adopt codes from the Local Government Association. This is to ensure consistency across sectors and will minimise the burdens on smaller organisations. 

Question put and agreed to.

Clause 9 accordingly ordered to stand part of the Bill.

Schedule 2

Non-statutory inquiries

[Ian Byrne]

I beg to move amendment 55, in schedule 2, page 41, line 32, leave out

“or by the holder of a particular office”.

[Ian Byrne]

I rise to speak to amendments 55 and 58 to 60, which would strengthen command responsibility. On amendment 55, schedule 2(5) appears to mean that responsibility for the actions of a Government Department is corporate only, and there is an exclusion for civil servants exercising their functions wholly outside the UK. Surely responsibility should lie with the chief executive of the Department, usually the Secretary of State, which I feel that amendment 55 would achieve.

Amendments 59 and 60 would once again strengthen the command responsibility. The purpose of deeming what was done by an office holder as being done by a Department itself is unclear. If those words are simply intended to avoid putting command responsibility on a Minister for the actions of their Department, with respect to the compliance with the duty of candour and assistance, it potentially goes too far.

Schedule 2(3)(6) excludes civil servants from inclusion as public officials if they exercise all their functions outside the UK. I do not see the reason for this exception, and I am seeking some clarification through amendments 59 and 60. I have also tabled amendment 58 for similar reasons to those I have stated for amending schedule 2(5), which would delete sub-paragraphs (3)(d) and (2).

[Alex Davies-Jones]

I again thank my hon. Friend for tabling these amendments. I hope that I will provide him with some clarification and assurances on exactly why we have adopted this approach in our drafting. The provisions that amendment 55 would amend are typical in legislation. They provide that actions legally done by the Crown or the holder of a particular office, such as a Secretary of State, can be attributed to a Government Department.

The definition of a “public official” in schedule 2(3) includes an individual who

“holds office under a public authority”.

By removing the explicit reference to the holder of a particular office, the amended paragraph would actually, and no doubt unintentionally, narrow the scope of what can be attributed to a Government Department. Only actions that are strictly acts of the Crown could then be attributed to a Government Department for the purposes of the duty of candour provisions and associated offence, as well as the misleading the public offence, not those done legally in the name of the Secretary of State. In our view, this would actually weaken the Bill, and I therefore urge my hon. Friend to withdraw amendment 55.

Amendments 58 to 60 seek to apply the duty of candour and assistance, along with the misconduct in public office offences in part 3, to staff employed on local contracts overseas, including consular staff at embassies. My hon. Friend is correct to note that there are two examples of this exclusion in the Bill, one from the definition of “public official” in relation to the duty of candour, and one from the definition of “civil servant” in relation to part 3. They exclude what are known as country-based staff. These are, for example, locally engaged staff who are employed by an embassy or consulate generally to do administrative or support work, such as site maintenance.

While employed by the embassy or equivalent, these individuals are subject to the laws of the country in which they live, and they are supervised by United Kingdom civil servants who are subject to all parts of the Bill. In excluding locally employed staff from the provisions in the Bill, the Bill follows all precedented approaches relating to these staff, such as the Constitutional Reform and Governance Act 2010. To take a different approach would be a significant and unprecedented change. I hope my hon. Friend understands that clarification and is content not to press amendments 58 to 60 to a vote.

I turn to schedule 2 and clause 10. Many of the Bill’s substantive provisions apply to a public authority or public official. Schedule 2 defines those terms for the purposes of part 2 of the Bill. There are different definitions of “public authority” for different parts of the Bill, and I appreciate that this can be confusing, so I hope to clarify why. Part 2 of the schedule sets out the definitions of “public authority” and “public official” for the purposes of the duty of candour and assistance and the offence of misleading the public. These are broad definitions that are intended to capture anyone, including private companies, who exercises a public function.

Paragraph (2)(4) sets out that there are express reservations for the courts, Parliament and the devolved legislatures, reflecting long-standing constitutional conventions of self-regulation and independence. The north-south bodies established under the Good Friday agreement are also excluded to avoid capturing officials in the Irish Government.

[Tessa Munt]

In the interests of clarity, will the Minister explain whether the intelligence and security services are now captured by the list in part 2? Will she also explain what happens to regular or reserve forces when they are abroad, when they might be subject to devices such as the court martial? Those are two very specific things.

[Alex Davies-Jones]

I am happy to clarify both those points, and I assure the hon. Lady that they are captured in this part of the Bill.

“Public official” is defined in schedule 2 as all of those who work for a public authority or hold office under a public authority—including those that the hon. Lady mentioned—and individuals who hold a relevant public office. That is defined to include offices that are established in legislation or by Ministers, where the UK or devolved Government are wholly or mainly constituted by appointment made by the Crown or Ministers, and they exercise functions of a public nature. Former public officials are also included in that—for example, retired civil servants and those who have resigned from the service. There are various exclusions, such as for individuals acting in a judicial capacity, non-executive elected members of a local authority who operate executive arrangements, and those in the private service of the Crown.

Part 3 of the schedule sets out the definition of “public authority” for the provisions on standards of ethical conduct, including the requirement to adopt a code of ethics. That definition of “public authority” is limited to the core public authorities, those commonly understood to be part of the state. The definition includes a list of named public authorities. That includes Government Departments, the devolved Governments, the armed forces, the police, local authorities, NHS bodies, schools, and any bodies that are both established by Ministers of the Crown and are wholly or mainly constituted by public appointments. That is intended to capture the wide range of arm’s length and other public bodies. The definition does, however, include the same exclusions for Parliament, the courts and those north-south bodies that were previously mentioned.

[Tessa Munt]

I again seek clarity. Are non-executive directors of an NHS trust, for example—who might be party to all sorts of information—within the scope of the Bill? I would also like to check whether school governors—and schools that are academies sometimes use different names, such as “partners”—are also picked up in the list.

[Alex Davies-Jones]

Yes, I can confirm that. Those provisions of the Bill contain a power to allow the definition to also be extended by secondary legislation to private companies that exercise specified public functions. That would allow the code of ethics provisions to be extended to specified high-risk public functions by secondary legislation—for example, in privately run prisons.

Finally, I turn to clause 10, which provides that guidance can be issued by the national authority if it wishes to do so, for the purposes of chapter 2, which relates to the standards of ethical conduct. That means that the Secretary of State and the devolved Governments can issue guidance on how public authorities can fulfil their duty to maintain high standards of ethical conduct, including in drafting and adopting their codes of ethical conduct.

Clause 9 sets out minimum standards in law that all codes must legally meet. We have the option to use guidance under clause 10 to set out best practice in each of those areas, encouraging authorities to consider what arrangements they can put in place to ensure that the highest standards of ethical conduct are in place. However, as we have already discussed, given the diversity of the public sector, there is no one-size-fits-all approach, and any guidance that is issued will allow each authority to consider how those requirements in the Bill can best be implemented to serve them in a way that best suits them and the needs of their organisations and sectors. All public authorities will be legally required to have regard to the guidance.

UK Ministers will be responsible for guidance for UK and England-only bodies, and the devolved Governments will have powers to issue guidance that relates exclusively to devolved matters. That is to reflect the devolution settlement, and it ensures that the devolved Governments can provide guidance to the public authorities to which they are responsible and—speaking as a Member of Parliament for a devolved area—also that they could potentially also be bilingual, as they would have to be to comply in Wales.

We intend to work closely with our devolved colleagues on the development of any such guidance, and I again put on record my thanks to all the devolved Governments for their collaborative and collegiate approach to working with us on the Bill to ensure that we have a unified approach.

[Ian Byrne]

I thank the Minister for her explanations. I beg to ask leave to withdraw the amendment.

Amendment, by leave, withdrawn.

Schedule 2 agreed to.

Clause 10 ordered to stand part of the Bill.

Ordered, That further consideration be now adjourned. —(Jade Botterill.)